Senior Analyst: Financial Disclosure & Trading Compliance
Listed on 2026-10-15
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Finance & Banking
Financial Services, Corporate Finance, Regulatory Compliance Specialist, Financial Analyst
The Principal Analyst for Financial Disclosure & Trading in the Ethics and Compliance Office (ECO) is responsible for ensuring accuracy and timeliness of employee financial disclosures and detecting trading violations. The role develops guidance and training materials and represents ECO at internal engagements, working independently with strict confidentiality.
Hybrid work in Rockville, MD requires seven+ years in securities compliance, expert knowledge of securities/products, and strong
We are seeking a motivated Senior Analyst:
Financial Disclosure & Trading Compliance to join FINRA in Rockville, MD, United States.
This opportunity is part of our work in Finance, Legal.
The advertised compensation is 112..
We aim to respond to suitable candidates as soon as possible.
Full responsibilities and requirements are described in the listing above.
Learn more about the Senior Analyst:
Financial Disclosure & Trading Compliance role in the description above.
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