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Regulatory Compliance Specialist Banking & Finance

Regional Securities Compliance & Branch Supervision Lead

Job in Rutherford, Bergen County, New Jersey, 07070, USA
Listing for: Transamerica
Full Time position
Listed on 2025-12-13
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Banking & Finance
Job Description & How to Apply Below
A leading financial services organization in New Jersey is seeking an experienced professional to provide supervision over branch office activities, ensuring compliance with regulations and internal policies. The ideal candidate will have a Bachelor’s degree and five years of experience in the securities industry. Strong communication and organizational skills are essential in this role, which also involves extensive travel. Competitive compensation and a comprehensive benefits package are offered.
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