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OBA Compliance Analyst: Policy, Risk & Reg Guidance

Job in Saint Cloud, Stearns County, Minnesota, 56398, USA
Listing for: Cetera Financial Group
Full Time position
Listed on 2025-12-13
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 59000 - 87000 USD Yearly USD 59000.00 87000.00 YEAR
Job Description & How to Apply Below
A financial services firm is seeking a Compliance Associate in Saint Cloud, MN. The role involves reviewing and managing Outside Business Activities (OBAs) for compliance with industry regulations, requiring 1-3 years of experience in BD compliance and licenses Series 7 and 24. The position offers a competitive salary of $59,000 to $87,000 annually, plus bonuses. The company provides inclusive health benefits, generous PTO, and a supportive environment for personal growth.
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