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Corporate Finance Regulatory Compliance Specialist

Hybrid Compliance Risk & Controls Analyst

Job in Saint Cloud, Stearns County, Minnesota, 56398, USA
Listing for: Cetera Financial Group
Full Time position
Listed on 2026-01-01
Job specializations:
  • Finance & Banking
    Corporate Finance, Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 59000 - 103000 USD Yearly USD 59000.00 103000.00 YEAR
Job Description & How to Apply Below
A financial services firm in Saint Cloud, MN is seeking a Compliance Associate to join their Risk Controls team. This role involves reviewing Outside Business Activities (OBAs) and partnering with compliance teams to ensure adherence to firm policies. Ideal candidates will have 1-3 years of BD Compliance experience, along with Series 7 and 24 certifications. The position offers a hybrid work schedule and a competitive salary ranging from $59,000 to $103,000 annually, plus performance-based bonuses.
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