Senior Director, Wealth Management Compliance Liaison
Listed on 2026-10-30
-
Management
Regulatory Compliance Specialist, Risk Manager/Analyst, Wealth Management -
Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Compliance, Wealth Management
River Source Life Insurance Company is seeking a Senior Director, Business Unit Compliance Liaison to lead the centralized risk team for Wealth Management Solutions. You will focus on regulatory reporting, controls, governance, risk programs, policy oversight, and risk routines.
The role requires 10+ years in financial services risk management, FINRA licenses, and strong collaboration with Legal, Compliance, Internal Audit, and regulators.
We would love to welcome a new Senior Director, Wealth Management Compliance Liaison to our group in MN, United States.
For the Senior Director, Wealth Management Compliance Liaison position at River Source Life Insurance Company, we are reviewing applications now.
Step into the Senior Director, Wealth Management Compliance Liaison role at River Source Life Insurance Company in MN, United States and grow with us.
Please review the full job details above before applying.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).