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Senior Advertising Compliance Analyst – Advisory
Job in
St. Louis, Saint Louis, St. Louis city, Missouri, 63105, USA
Listed on 2025-12-19
Listing for:
Stifel Financial
Full Time
position Listed on 2025-12-19
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
An established industry player is seeking an Advertising Compliance Senior Analyst to ensure adherence to marketing regulations. In this pivotal role, you'll review and approve investment advisory communications, ensuring they align with SEC regulations and firm policies. Your expertise will guide financial advisors and branch managers, optimizing review processes and maintaining compliance documentation. This dynamic position offers the chance to contribute to a forward-thinking firm that values innovation and collaboration.
Join a team where your regulatory knowledge can make a significant impact on the firm's success while enjoying a comprehensive benefits package and a supportive work environment.
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Position Requirements
10+ Years
work experience
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