Investment Advisory Field Lead - Compliance & Supervision
Job in
St. Louis, Saint Louis, St. Louis city, Missouri, 63105, USA
Listed on 2026-01-07
Listing for:
Edward Jones
Full Time
position Listed on 2026-01-07
Job specializations:
-
Management
Wealth Management, Risk Manager/Analyst -
Finance & Banking
Wealth Management, Risk Manager/Analyst, Financial Compliance
Job Description & How to Apply Below
A financial services firm in St. Louis is seeking a leader for its Investment Advisory Supervision Team. This role requires overseeing compliance support for branch offices, managing complex projects, and mentoring a diverse team. Ideal candidates have Series 7 & 66 licenses, extensive securities knowledge, and strong leadership skills. The position offers a competitive salary, comprehensive benefits, and opportunities for professional development, emphasizing a commitment to client service and regulatory compliance.
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