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Regulatory Compliance Specialist

VP, Advisory Channel Compliance Leader

Job in Saint Petersburg, Pinellas County, Florida, 33739, USA
Listing for: Advisor Group
Full Time position
Listed on 2026-01-12
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 150000 - 190000 USD Yearly USD 150000.00 190000.00 YEAR
Job Description & How to Apply Below
A financial services organization seeks a VP of Compliance to oversee investment adviser compliance. Responsibilities include policy implementation, compliance training, and regulatory examinations. The role requires strong leadership, extensive compliance experience, and a bachelor’s degree, along with a Series 65/66 license. The position supports a hybrid work schedule and offers a salary range of $150,000 - $190,000 per year with additional benefits.
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