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Regulatory Compliance Specialist Risk Manager/Analyst

SVP, BD Compliance — Lead Regulatory Excellence

Job in Saint Petersburg, Pinellas County, Florida, 33739, USA
Listing for: Osaic
Full Time position
Listed on 2025-12-19
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Risk Manager/Analyst
  • Management
    Regulatory Compliance Specialist, Risk Manager/Analyst
Job Description & How to Apply Below
A financial services company is seeking an SVP of BD Compliance responsible for leading the broker/dealer compliance program. The ideal candidate will have significant experience in wealth management compliance and strong leadership skills. This role involves developing compliance policies, educating management on regulations, and ensuring adherence to industry standards. Candidates must have a bachelor's degree and relevant licenses. A hybrid work schedule is required, with a competitive salary and comprehensive benefits package.
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