More jobs:
AVP, Paralegal
Job in
Salt Lake City, Salt Lake County, Utah, 84193, USA
Listed on 2026-01-11
Listing for:
Partnership Employment
Full Time
position Listed on 2026-01-11
Job specializations:
-
Business
Regulatory Compliance Specialist
Job Description & How to Apply Below
Partnership Employment provided pay range
This range is provided by Partnership Employment. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.
Base pay range$85,000.00/yr - $/yr
Direct message the job poster from Partnership Employment
Senior Legal & Compliance Researcher @ Partnership EmploymentResponsibilities
- Own the end-to-end administration of governance activities for multiple fund Boards, including planning recurring meetings, organizing special sessions, and maintaining an integrated governance calendar.
- Assemble, review, and circulate Director materials that synthesize investment results, regulatory disclosures, compliance matters, risk topics, audit findings, and valuation considerations in advance of meetings.
- Ensure all Board actions are properly documented by drafting, finalizing, and archiving meeting minutes, written consents, resolutions, and related governance records in accordance with regulatory expectations.
- Serve as the central coordination point between Directors and internal stakeholders—including Legal, Compliance, Finance, and Investor Relations—to confirm accuracy, consistency, and regulatory alignment of all Board-facing content.
- Maintain ongoing relationships with Independent Directors, external legal advisors, auditors, and other third parties on matters related to Board operations and governance requirements.
- Design, document, and continuously improve standard operating procedures supporting Board and entity governance processes.
- Oversee the establishment, qualification, and ongoing maintenance of fund entities and subsidiaries across relevant jurisdictions, including stewardship of constitutional and governing documents.
Associate
Employment typeFull-time
Job functionLegal, Other, and Analyst
IndustriesLaw Practice, Financial Services, and Legal Services
ReferralsReferrals increase your chances of interviewing at Partnership Employment by 2x
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