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Review Risk Officer - Compliance & Controls Lead

Job in Salt Lake City, Salt Lake County, Utah, 84193, USA
Listing for: 711 MS Smith Barney, LLC
Full Time position
Listed on 2026-10-16
Job specializations:
  • Finance & Banking
    Financial Compliance, Risk Manager/Analyst, Corporate Finance, Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 120000 - 190000 USD Yearly USD 120000.00 190000.00 YEAR
Job Description & How to Apply Below
Position: Central Review Risk Officer - Compliance & Controls Lead

Morgan Stanley seeks a Central Review Unit Risk Officer to execute comprehensive risk reviews, ensuring regulatory compliance and adherence to firm policies. The role collaborates with Compliance, Legal, and Field Risk to identify emerging risks and drive remediation.

Bachelor’s degree and 5–10 years of risk or compliance experience are expected, with Series 7/66 preferred. The position requires strong analytical and communication skills, the ability to manage large workloads, and proficiency in

We are currently recruiting a Central Review Risk Officer - Compliance & Controls Lead for our team in Salt Lake City, UT, United States.

The position is based in Salt Lake City, UT, United States.

This opportunity is part of our work in Finance, IT & Technology.

The advertised compensation is 120..

We aim to respond to suitable candidates as soon as possible.

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