Suitability & Compliance Analyst — Financial Services
-
Finance & Banking
Job Description & How to Apply Below
Horace Mann seeks a detail-oriented Suitability Analyst to join the Broker-Dealer Compliance team. You will review financial services transactions for suitability, ensure procedures align with FINRA requirements, and support registered representatives with guidance and documentation.
The role combines regulatory knowledge with analytical thinking to improve supervision, training, forms, and processes in a dynamic insurance/brokerage environment.
The Suitability & Compliance Analyst — Financial Services position in the Legal, IT & Technology field is open for applications.
Join Horace Mann
- Agent Opportunities and contribute to our ongoing work.
Take a moment to read everything above and see whether this role is right for you.
This posting is for the Suitability & Compliance Analyst — Financial Services role at Horace Mann
- Agent Opportunities, based in United States.
We are looking to fill the Suitability & Compliance Analyst — Financial Services position at Horace Mann
- Agent Opportunities in United States.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
View / Apply for Jobs
Matching My Jurisdiction