Chief Compliance Officer — Wealth Management Compliance Leader
Listed on 2026-10-15
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Management
Regulatory Compliance Specialist -
Law/Legal
Regulatory Compliance Specialist
Superior Planning, a wealth management firm in San Diego, seeks a Chief Compliance Officer to lead the compliance program, liaise with regulators, and advise on governance and contracts. The role is executive-level, requiring strong judgment, integrity, and collaboration with leadership to build a culture of compliance across the firm.
The successful candidate will oversee regulatory filings, data privacy, and fiduciary duties, while guiding advisory teams and affiliated broker-dealers.
We are seeking a motivated Chief Compliance Officer — Wealth Management Compliance Leader to join Partain Consulting in San Diego, CA, United States.
This opportunity is part of our work in Legal, Management & Operations.
The advertised compensation is 140..
We aim to respond to suitable candidates as soon as possible.
Full responsibilities and requirements are described in the listing above.
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