Compliance Analyst, Finance & Banking
Listed on 2025-12-10
-
Finance & Banking
Risk Manager/Analyst, Regulatory Compliance Specialist
Get AI-powered advice on this job and more exclusive features.
Direct message the job poster from Bridge Investment Group
Talent Matchmaker | Champion for Diversity in Utah’s Workforce | Building Careers & Elevating OpportunitiesIf you are detail-oriented and eager to grow your career in investment compliance you will be interested in this opportunity. By joining our collaborative and high-performing team as a Compliance Senior Analyst
, you will support the firm's compliance program and ensure adherence to regulatory requirements and internal policies across Bridge and Apollo's real estate investment platforms, monitoring investment and operational compliance across our real estate strategies.
- Review & Monitor: Support oversight and implementation of investment adviser compliance controls, including:
- Identification and management of conflicts of interest
- monitoring and handling the flow of material non-public information (“MNPI”) and associated control room functions
- maintaining restricted securities lists, coordinating wall-crossing approvals and related documentation
- Surveillance & Testing: Contribute to compliance testing and surveillance of investment activity and allocations. Collaborate with various business units and compliance stakeholders to identify and mitigate compliance risks.
- Policy Support: Contribute to the development and refinement of compliance policies and procedures. Assist with policy-related questions from business unit and compliance stakeholders.
- Documentation & Reporting: Maintain organized records and assist with internal and regulatory reporting.
- Cross-Team
Collaboration:
Work with investment, legal, operations, technology and investor relations teams to promote firmwide compliance. Participate in projects and broader risk compliance initiatives. - Training &
Education:
Participate in training, keep current with industry regulations, and help reinforce a culture of compliance across the business.
- Education: Bachelor's degree with an excellent record of academic achievement.
- Experience: 2–5+ years in control room, investment compliance, or adjacent regulatory roles within financial services. Working knowledge of conflict-management workflows, MNPI controls, and restricted list practices. Strong understanding of investment compliance frameworks and regulatory requirements.
- Skills: Attention to detail, ability to work discreetly with confidential information, strong judgment, stakeholder management, clear communication, organization, and proficiency in Microsoft Office are necessary. Experience with compliance data/analytics or list-management technologies like (e.g., Tableau/ Bloomberg/ database familiarity)
- Attributes: Proactive, accountable, and eager to learn in a fast-paced environment.
You will be part of the team that designs, tests, and implements policies and procedures that ensure compliance with rules and regulations from various financial and securities regulators, including the United States Securities and Exchange Commission and the Financial Industry Regulatory Authority. We regularly collaborate and celebrate our successes as a team and work to foster a culture of growth, teamwork, and success.
Whatwe offer
- Full Insurance benefit suite including Medical Insurance, Dental Insurance, Vision Insurance, Critical Illness Insurance, Accident Insurance, Short Term Disability, Legal & Identity Theft Insurance, and Pet Insurance.
- Company paid Life Insurance (option to buy additional available) and Long-Term Disability.
- Access to benefits concierge service.
- Access to Mental Health & Well-Being service.
- 401K:
Bridge Investment Group will match your contributions dollar-for-dollar, up to 6% of your pay. These contributions are fully vested immediately. Eligible employees are automatically enrolled at a 4% contribution rate.
* The employee must be at least 21 years of age and have worked for the Company for at least 60 days. - Paid Time Off:
Employee will accrue 5.23 hours of paid time off per pay period for a total of 17 days per year. - 11 Paid Holidays per year.
- Following six (6) months of employment at the Company, you will be eligible per birth,…
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).