Restricted Securities & Compliance Analyst
Listed on 2026-10-07
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Finance & Banking
Regulatory Compliance Specialist, Financial Services, Financial Analyst, Banking & Finance -
Business
Regulatory Compliance Specialist, Financial Analyst, Banking & Finance
Morgan Stanley is seeking a Restricted Securities Associate within Executive Financial Services. The role involves reviewing service requests, coordinating with internal partners, and ensuring precise data handling.
You’ll support 10b5-1 contracts, SEC filings, and related brokerage operations while delivering clear guidance to clients and teams. Ideal candidates have 2–5 years in financial services, strong Excel skills, and a solid understanding of brokerage processes.
We have an opening for a Restricted Securities & Compliance Analyst in Sandy, UT, United States within Finance.
This role, Restricted Securities & Compliance Analyst at Morgan-Stanley, could be your next career step.
Are you ready to take on the Restricted Securities & Compliance Analyst role at Morgan-Stanley?
We would love to welcome a new Restricted Securities & Compliance Analyst to our team in Sandy, UT, United States.
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