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Restricted Securities & Compliance Analyst

Job in Sandy, Salt Lake County, Utah, 84092, USA
Listing for: Morgan-Stanley
Full Time position Listed on 2026-11-14
Job specializations:
Salary/Wage Range or Industry Benchmark: 70000 - 110000 USD Yearly USD 70000.00 110000.00 YEAR

Job Description & How to Apply Below

Morgan Stanley is seeking a Restricted Securities Associate within Executive Financial Services. The role involves reviewing service requests, coordinating with internal partners, and ensuring precise data handling.

You’ll support 10b5-1 contracts, SEC filings, and related brokerage operations while delivering clear guidance to clients and teams. Ideal candidates have 2–5 years in financial services, strong Excel skills, and a solid understanding of brokerage processes.

As a Restricted Securities & Compliance Analyst, you will play an important part at Morgan-Stanley in Sandy, UT, United States.

We would love to welcome a new Restricted Securities & Compliance Analyst to our organisation in Sandy, UT, United States.

For the Restricted Securities & Compliance Analyst position at Morgan-Stanley, we are reviewing applications now.

Step into the Restricted Securities & Compliance Analyst role at Morgan-Stanley in Sandy, UT, United States and grow with us.

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