Restricted Securities Associate: Trade & Compliance Specialist
-
Finance & Banking
-
Business
Job Description & How to Apply Below
Morgan Stanley in Sandy, UT seeks a Restricted Securities Associate to support the execution and compliance of restricted stock workflows. You will collaborate with internal teams, verify data, and ensure accurate reporting. The role emphasizes attention to detail, ability to work independently and within a team, and comfort with complex securities procedures.
A bachelor’s degree and brokerage knowledge are preferred. Experience with Rule 144, 10b5-1 planning, and SEC filings is valued.
We are looking to fill the Restricted Securities Associate:
Trade & Compliance Specialist position at Morgan Stanley in Sandy, UT, United States.
We invite applications for the Restricted Securities Associate:
Trade & Compliance Specialist position located in Sandy, UT, United States.
The following opportunity is for a Restricted Securities Associate:
Trade & Compliance Specialist with Morgan Stanley.
Our team is growing, and we are hiring a Restricted Securities Associate:
Trade & Compliance Specialist in Sandy, UT, United States.
Position Requirements
10+ Years work experience(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
View / Apply for Jobs
Matching My Jurisdiction