Compliance Specialist, Finance & Banking

We’re looking for a Hybrid - Compliance Specialist for our client. If you have 8-10 years of experience in risk management, Commercial Banking and / or Fiduciary and Wealth Management industries domain then this is a great opportunity to grow your career with a company known for excellence.

• Develop a clear understanding of the enterprise and the existing risks and controls through review of documentation including the enterprise risk assessment, risk assessment methodology, policies, and procedures.
• Translate complex operational processes into clear, structured risk and control language that is aligned with the established methodology.
• Identify and document evidence requirements for each control, including source systems, report names, and retention expectations.
• Facilitate working sessions with process owners to ensure that risk, control, and evidence details are accurately captured.
• Develop and maintain a detailed project plan covering risk documentation, control documentation, evidence mapping, and walkthroughs by process area.
• Track progress against established timelines, milestones, and deliverables, proactively identifying areas at risk of delay and escalating issues as needed.
• Monitor documentation quality, ensuring consistent application of the established methodology across all process areas; flag inconsistencies or gaps for review.
• Support preparation of periodic progress updates for leadership.

• Bachelor’s degree in business, accounting or finance, or equivalent work experience.
• 5+ years of experience in risk management, internal controls, compliance, internal audit, or related field, preferably within the Commercial Banking and / or Fiduciary and Wealth Management industries.
• Experience with GRC or risk-management systems (Audit Board experience preferred).
• Ability to establish and maintain effective working relationships at the senior management level across functional groups and business units.
• Excellent written and verbal communication skills.
• Proficient in Microsoft Word, Excel and PowerPoint.

Top performers are fast learners, strong team players, and committed to accuracy and inclusiveness.

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Apply now to take the next step in your Risk and Compliance Specialist career!

Benefit offerings include medical, dental, vision, life insurance, short‑term disability, additional voluntary benefits, EAP program, commuter benefits and 401(k) plan. Our program provides employees the flexibility to choose the type of coverage that meets their individual needs. Available paid leave may include Paid Sick Leave, where required by law; any other paid leave required by Federal, State, or local law; and Holiday pay upon meeting eligibility criteria.

Equal Opportunity Employer/Veterans/Disabled

To read our Candidate Privacy Information Statement, which explains how we will use your information, please navigate to our privacy webpage.

• The California Fair Chance Act
• Los Angeles City Fair Chance Ordinance
• Los Angeles County Fair Chance Ordinance for Employers
• San Francisco Fair Chance Ordinance

The Company will consider qualified applicants with arrest and conviction records in accordance with federal, state, and local laws and/or security clearance requirements, including, as applicable, the above fair‑chance ordinances.