VP, Deposit Compliance Officer

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Our client seeks an Information Security Analyst for a direct‑hire position. The role oversees the Branch Banking Regulatory Compliance program under the direction of the Head of Compliance, advising senior management and bank personnel on emerging compliance issues, new and updated regulations, and guiding the establishment of controls to mitigate regulatory compliance risks.

This position performs quality control reviews and monitoring through the Bank’s second‑line compliance monitoring program to ensure ongoing compliance efforts are maintained. It participates in committees, audits, and examinations, and requires independent work in the office with minimal supervision.

• Act as the Bank’s subject matter expert on consumer protection, branch banking, digital banking, and payments laws, rules, and regulations.
• Conduct research on established consumer protection, branch banking, digital banking, and payments laws, rules, and regulations to ensure non‑violation of federal laws and to stay abreast of public‑interest and consumer protection laws.
• Coordinate identification, implementation, and adjustment of new regulations passed by state or federal government bodies as part of the regulatory change‑management process.
• Develop and evaluate, and maintain Deposit and Branch Banking compliance policies and procedures to ensure alignment with regulations.
• Develop, maintain, and submit reports to Senior Management and/or the Board of Directors detailing deposit and general banking compliance issues.
• Review marketing collateral and disclosures to ensure compliance with applicable regulations.
• Coordinate investigation in response to customer complaints or complaints of policy or procedural violations as part of the Bank’s Complaint Management Program.
• Liaise with Branch Banking and Central Operations senior management to ensure proper implementation of established compliance policies.
• Train bank staff and directors on applicable regulatory requirements.
• Perform routine monitoring to ensure adherence and compliance with regulations, laws, policies, and procedures; communicate results of monitoring to Senior Management and, when necessary, to the Board of Directors and follow up to ensure issues are addressed or escalated.
• Coordinate and assist in the administration of independent, state, and federal regulator and auditor examinations and reviews.
• Ensure compliance with all applicable reporting and record‑keeping requirements.
• Assist in various other compliance‑related areas under the direction of the Head of Compliance.
• Perform a minimum of 10 hours CRA volunteer work per year (compensable time; mileage reimbursed).
• Other duties as assigned.

• Minimum of 5+ years of experience related to deposit, consumer, digital banking, and payment laws, rules, and regulations.
• Proven ability to train and instruct others in deposit compliance.
• CRCM certification preferred.
• Ability to multitask in a fast‑paced environment.
• Ability to read and understand technical and legal language.
• Self‑motivated with strong organizational skills.
• Strong critical thinking and problem‑solving skills.
• Excellent oral and written communication.
• Detail‑oriented with strong research skills.
• Confidentiality and sound business judgment.
• Proficiency using MS Office Suite and banking operations software, including GRC software.

Kavaliro provides Equal Employment Opportunities to all employees and applicants. All qualified applicants will receive consideration for employment without regard to race, color, religion, age, sex, national origin, disability status, genetics, protected veteran status, sexual orientation, gender identity or expression, or any other characteristic protected by federal, state, or local laws. Kavaliro is committed to the full inclusion of all qualified individuals.

In keeping with our commitment, Kavaliro will take the steps to assure that people with disabilities are provided reasonable accommodations. Accordingly, if reasonable accommodation is required to fully participate in the job application or interview process, to perform the essential functions of the position, and/or to receive all other benefits and privileges of employment, please let us know.

Job Requirements:

On‑Site.

• Executive

• Full‑time

• Legal

• IT Services and IT Consulting

Santa Rosa, CA $-$ 3 weeks ago