VP, Channel Compliance — Advisory & BD Oversight
Listed on 2026-10-07
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Business
Financial Compliance, Regulatory Compliance Specialist
Osaic is seeking a VP of Advisors Channel Compliance to lead cross‑functional compliance for broker‑dealer and investment adviser activities. The role emphasizes policy design, risk oversight, and regulatory guidance across the Empowered Independence channel.
The ideal candidate will have extensive RIA compliance experience, strong interaction with regulators and leadership, and the ability to implement channel‑specific controls and metrics.
The VP, Channel Compliance — Advisory & BD Oversight position in the Legal, Consulting field is open for applications.
Learn more about the VP, Channel Compliance — Advisory & BD Oversight role in the description above.
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This posting is for the VP, Channel Compliance — Advisory & BD Oversight role at Advisor Group Inc., based in Scottsdale, AZ, United States.
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