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Financial Services Regulatory Compliance Specialist

Customer Complaints Compliance Analyst — Hybrid

Job in Scottsdale, Maricopa County, Arizona, 85261, USA
Listing for: Osaic
Full Time position
Listed on 2026-01-12
Job specializations:
  • Finance & Banking
    Financial Services, Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 80000 - 100000 USD Yearly USD 80000.00 100000.00 YEAR
Job Description & How to Apply Below
A leading financial services firm is looking for a Compliance Analyst to join their Customer Complaints team. The role involves documenting customer complaints and ensuring compliance with regulations. Ideal candidates have two years of experience, excellent communication skills, and knowledge of FINRA rules. The position is hybrid with a focus on collaboration, and the firm offers competitive salaries along with a comprehensive benefits package.
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