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Regulatory Compliance Specialist

Regional Supervision & Compliance Leader

Job in Scottsdale, Maricopa County, Arizona, 85261, USA
Listing for: Osaic
Full Time position
Listed on 2026-01-12
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 100000 - 125000 USD Yearly USD 100000.00 125000.00 YEAR
Job Description & How to Apply Below
A financial services company is seeking a Regional Supervision Manager in Scottsdale, Arizona. The role involves overseeing compliance with brokerage practices and supporting financial professionals. Candidates should have at least three years of relevant experience, hold necessary FINRA licenses, and possess strong analytical skills. Osaic offers a hybrid work environment and competitive compensation, including an annual bonus and comprehensive benefits package.
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