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Regulatory Compliance Specialist Financial Consultant

Hybrid FinServ Transitions & Onboarding Specialist

Job in Scottsdale, Maricopa County, Arizona, 85261, USA
Listing for: Advisor Group
Full Time position
Listed on 2026-01-17
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Consultant
Job Description & How to Apply Below
A financial services company is seeking a Transitions Onboarding Consultant to support new Financial Professionals in transitioning their business to the firm. This hybrid position requires strong communication skills, a background in financial services, and the ability to handle multiple projects with precision. Responsibilities include advising clients, executing asset movements, and ensuring smooth transitions through effective monitoring and resolution of paperwork.

The ideal candidate has a bachelor's degree or significant practical experience, and must obtain required industry licenses within 12 months.
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