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Regulatory Compliance Specialist

Strategic Market Leader: Advisor Development Pro

Job in Seal Beach, Orange County, California, 90740, USA
Listing for: Bank of America
Full Time position
Listed on 2025-12-30
Job specializations:
  • Business
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 130000 - 170000 USD Yearly USD 130000.00 170000.00 YEAR
Job Description & How to Apply Below
A leading financial services firm in Seal Beach is seeking a Market Leader for the Advisor Development Program. This role involves providing regulatory supervision and training to advisors, supporting client acquisition efforts, and coaching advisor trainees for professional growth. Candidates must have at least 3 years of industry experience and hold Series 7 & 66 certifications. The position offers a base salary of $130,000 to $170,000 annually, along with industry-leading benefits and incentives.
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