Broker-Dealer Operations Manager: Compliance & Risk Lead
Listed on 2026-10-18
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Management
Regulatory Compliance Specialist -
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance
Brex is seeking a Manager of Broker-Dealer Operations in Seattle. The role focuses on ensuring execution and compliance of daily trading activities, building robust controls, and maintaining auditable processes.
It is a hybrid role based in our Seattle office, with a requirement for three in-office days per week and up to four weeks remote annually. The candidate should bring 5+ years in regulated financial services, Series 7/63/24, and strong collaboration with Compliance, Legal, Product, and
We are currently recruiting a Broker-Dealer Operations Manager:
Compliance & Risk Lead for our team in Seattle, WA, United States.
The advertised compensation is 108..
We aim to respond to suitable candidates as soon as possible.
Full responsibilities and requirements are described in the listing above.
Learn more about the Broker-Dealer Operations Manager:
Compliance & Risk Lead role in the description above.
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