Regional Operations Leader — FINRA/10 & Team
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Management
Job Description & How to Apply Below
Ascendo Resources is seeking an experienced individual to oversee branch operations in Seattle, United States. The role demands 5+ years of management experience in a broker dealer or wealth management context.
Key responsibilities include leading the Client Service Associate team and ensuring compliance with FINRA regulations. An active FINRA Series 9/10 license and a bachelor's degree in a related field are required.
This is a strong role to take on the Regional Operations Leader — FINRA 9/10 & Team Growth role at Ascendo Resources, LLC.
This is an excellent opportunity to take on the Regional Operations Leader — FINRA 9/10 & Team Growth role at Ascendo Resources, LLC.
As a Regional Operations Leader — FINRA 9/10 & Team Growth, you will play an important part at Ascendo Resources, LLC in Seattle, WA, United States.
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