Compliance Manager, Finance & Banking

Business Director - Global Legal, Risk and Compliance

Location: London

Contract: Permanent or 6‑month contract (day rate or fixed‑term, 4 days a week)

This role operates as a generalist compliance manager for a London Market insurance carrier. Reporting directly to the Head of Compliance
, the incumbent is the number‑two in the function, covering sanctions, licensing, regulatory risk, compliance framework, and other wide responsibilities.

• Manage and operate the Regulatory Compliance Framework across the business
• Conduct regulatory risk assessments and review policies and procedures
• Develop and deliver the annual Compliance Monitoring Plan and Compliance Training Plan
• Provide compliance support to the business, including regulatory advice and interpretation
• Oversee broker onboarding, due diligence and ongoing monitoring
• Manage complaints reporting and support sanctions screening and reviews
• Support licensing activities and regulatory filings as required
• Assist with Lloyd’s Oversight Principles self‑assessments and wider compliance projects
• Act as a key deputy to the Head of Compliance, supporting day‑to‑day leadership of the function

• Proven compliance experience within the London Market, ideally with a Lloyd’s syndicate, MGA or insurance carrier
• Lloyd’s of London market experience is essential
• Background in an insurer, MGA or carrier environment is strongly preferred (not broking)
• Strong generalist compliance knowledge across conduct, regulatory compliance and financial crime
• Experience with sanctions and licensing highly desirable
• Ability to work autonomously while collaborating closely with senior stakeholders
• Strong communication skills with the confidence to advise the business
• Relevant professional qualifications and a strong academic background
• People management or mentoring experience desirable but not essential
• Solid MS Word skills;
  SharePoint experience is an advantage

• Opportunity to work closely with a Head of Compliance in a senior, visible role
• Exposure to a wide range of Lloyd’s and London Market regulatory matters
• Flexible engagement model: contract or permanent
• Well‑rounded role suited to an experienced compliance professional looking for breadth and responsibility

Mid‑Senior level

Full‑time

Other

Insurance