Control Room - Compliance Manager

Job in Sheffield, South Yorkshire, S5, England, UK

Listing for: Lorien

Part Time position
Listed on 2026-05-30

Job specializations:

Management
Regulatory Compliance Specialist, Risk Manager/Analyst
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Corporate Finance, Risk Manager/Analyst

Compliance Manager (VP level)

Location:

London (Hybrid – 2-3 days/week in office)

Our client, a leading player in the investment banking sector, is seeking a Compliance Manager (VP level) to join their UK Control Room team. This role supports the management of material non-public information and conflict of interest controls across private side activities including Global Banking, Capital Markets, and FIC.

Responsibilities

Manage Watch, Grey, and Restricted Lists
Oversee research clearance and regulatory disclosures
Lead training and support junior staff
Drive improvements in control room procedures and monitoring
Provide expert compliance advice and contribute to strategic projects

Requirements

Proven experience in a control room compliance role
Strong knowledge of UK regulatory frameworks, Takeover Panel rules, and investment research clearance
Excellent analytical, communication, and stakeholder management skills

This is a non-management role with high autonomy and strategic impact.

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