Senior Compliance Manager

Senior Compliance Manager | Slough | Hybrid Working | £2.6k Car Allowance + Excellent Benefits The Role

Are you an experienced compliance leader looking for an opportunity to influence regulatory standards across a growing financial services organisation? Do you thrive in a role where you can combine strategic thinking with hands‑on leadership while helping shape a strong compliance culture?

This is an excellent opportunity to join a highly respected financial services business as a Senior Compliance Manager, supporting the Head of Compliance & MLRO in leading the Compliance function across multiple UK entities. You’ll play a pivotal role in ensuring regulatory excellence, developing high‑performing teams and driving compliance best practice throughout the business.

If you’re passionate about FCA regulation, Consumer Duty and leading compliance teams in a fast‑paced environment, this is your chance to make a real impact while developing your career within a supportive and forward‑thinking organisation.

• Support the Head of Compliance & MLRO in maintaining the Compliance Framework across all UK entities.
• Deputise for the Head of Compliance when required.
• Lead, coach and develop the Compliance team, ensuring high standards of performance.
• Manage and deliver the annual Compliance Monitoring Plan.
• Oversee second‑line compliance monitoring activities across the business.
• Conduct thematic reviews and targeted compliance assessments.
• Ensure compliance with FCA regulations, Consumer Duty and internal policies.
• Oversee intermediary oversight activities, including retailer and broker audits.
• Review compliance reports, monitor remediation plans and ensure consistent standards.
• Support regulatory change projects and the implementation of new regulatory requirements.
• Prepare reporting for senior leadership, governance committees and Board meetings.
• Build strong relationships with stakeholders across Risk, Legal, Sales, Operations and Internal Audit.
• Promote a positive compliance culture throughout the organisation.

You’ll be an experienced compliance professional with a strong understanding of the UK financial services regulatory environment and a proven ability to lead teams and influence stakeholders.

You’ll ideally have:

• Significant experience within Compliance, Risk or Internal Audit in Financial Services.
• Strong working knowledge of FCA regulation and Consumer Duty.
• Experience of compliance monitoring and second‑line oversight.
• Experience leading compliance reviews and regulatory remediation programmes.
• Previous people management and leadership experience.
• Excellent stakeholder management and communication skills.
• Experience preparing reports for senior management and governance committees.
• Excellent organisational skills with the ability to manage multiple priorities.
• A full UK driving licence and willingness to travel throughout the UK.

• Hybrid working
• £2.6k car allowance
• Excellent benefits package
• Opportunity to work within a respected financial services organisation
• Exposure to senior leadership and strategic regulatory projects
• Ongoing professional development and career progression