CRU Risk Lead - Wealth Management Compliance

A financial services firm located in Utah is seeking a qualified candidate for a role focused on risk management within Wealth Management. The ideal applicant should have 5-10 years of industry experience, strong problem-solving skills, and proficiency in compliance. Responsibilities include conducting risk analyses, facilitating communication with branches, and providing reporting on findings. The position requires an active Series 7 & 66 and advocates a proactive approach to risk mitigation.
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