Senior Compliance Officer - Financial Services

Our client, a respected financial services institution, is seeking a highly skilled Senior Compliance Officer to join their team in Benoni, Gauteng . This role is crucial in ensuring the organization adheres to all relevant laws, regulations, and internal policies within the financial services sector. You will be responsible for developing, implementing, and monitoring compliance programs, conducting risk assessments, and providing expert advice to business units.

This is an excellent opportunity for a seasoned compliance professional to play a key role in maintaining the integrity and reputation of the company. The ideal candidate will possess a thorough understanding of financial regulations, strong analytical skills, and the ability to effectively communicate complex compliance requirements. We are committed to fostering a culture of ethical conduct and regulatory adherence throughout the organization.

This position requires a presence in the Benoni office.

• Develop, implement, and manage the company's compliance program in Benoni, Gauteng .
• Monitor adherence to all applicable financial services regulations and legislation.
• Conduct regular compliance risk assessments and identify areas for improvement.
• Investigate potential compliance breaches and recommend corrective actions.
• Provide expert compliance advice and training to various business units.
• Stay updated on changes in regulations and industry best practices.
• Liaise with regulatory bodies and external auditors.
• Develop and maintain compliance policies, procedures, and documentation.
• Ensure all staff are adequately trained on compliance matters.
• Prepare compliance reports for senior management and the board.

• A minimum of 6 years of experience in a compliance or regulatory role within the financial services industry.
• In-depth knowledge of South African financial services legislation (e.g., FAIS, FICA, POPIA).
• Proven experience in developing and implementing compliance programs and policies.
• Strong analytical and risk assessment skills.
• Excellent communication, presentation, and interpersonal abilities.
• A relevant tertiary qualification (e.g., Law, Finance, Business) or professional compliance certification.
• Ability to interpret complex legal and regulatory texts.
• Experience in managing compliance investigations and audits.
• Proficiency in compliance management software and MS Office Suite.
• Ability to work effectively in a hybrid team environment based in Benoni .

Our client offers a competitive salary package, commensurate with experience and qualifications.

• Comprehensive medical aid, life insurance, and retirement fund benefits are provided.
• Opportunities for continuous professional development, including relevant certifications and training programs, are supported.

You will work within a professional and ethical environment that values integrity and compliance. The company fosters a culture of collaboration and mutual respect. This is an exciting opportunity to contribute to the stability and success of a leading financial services firm in Gauteng .