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Senior Compliance Monitoring Specialist

Job in Southampton, Hampshire County, SO15, England, UK
Listing for: 7IM
Full Time position
Listed on 2026-08-25
Job specializations:
  • Business
    Regulatory Compliance Specialist
Job Description & How to Apply Below

7IM is seeking a Compliance Monitoring professional to execute the monitoring plan within the Compliance Assurance team. You will interact with senior leadership, deliver robust reports, and maintain issue records while supporting broader risk and compliance initiatives.

The role emphasizes collaborative problem-solving, regulatory change delivery, and practical solutions to enhance controls across the Wealth Management and Funds operations.

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Position Requirements
10+ Years work experience
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