Governance, Risk & Compliance GRC Analyst - Quilter

About the Business

Quilter plc is a leading wealth management business, helping to enable brighter financial futures for every generation.

Quilter oversees £141.2 billion in customer investments (as of December 2025). It has an adviser and customer offering spanning financial advice, investment platforms, multi-asset investment solutions, and discretionary fund management. The business is comprised of two segments:
Affluent and High Net Worth.

Affluent encompasses the financial planning business, Quilter Financial Planning, the Quilter Investment Platform and Quilter Investors, the multi-asset investment solutions business.

High Net Worth includes the discretionary fund management business, Quilter Cheviot, together with Quilter Cheviot Financial Planning - offering a highly personalised service to private clients, charities, trustees, and professional partners. Quilter Cheviot has presence throughout the UK, Ireland and Channel Islands.

At Quilter we never stand still. Our foundations are rooted in our extraordinary expertise, which is trusted by hundreds of thousands of customers, but we have great ambitions to stay one step ahead and make an even greater difference to the people and communities we serve, including our colleagues.

Our business is transforming, continually modernising, and becoming even more customer centric. So, if you want to be bold in the pursuit of your ambitions, bring new ideas, and challenge and evolve what we do, it's the perfect time to join us!

Level: 3

Department: COO - Business Risk

Location:

Southampton, Untied Kingdom (Hybrid: 2-3 days per week in office)

Contract Type:
Permanent

Regulated/Non-Regulated:
Non-Regulated

We are looking for a Governance, Risk & Compliance (GRC) Analyst to join our COO Business Risk and Governance team within Quilter's wider COO function.

This role supports the governance, risk and compliance agenda by helping to embed Quilter's enterprise and operational risk management frameworks, support informed decision-making and promote a positive risk culture aligned to the Group COO's SMCR responsibilities.

Working closely with colleagues, stakeholders and outsourced partners, you will support GRC activity across the COO function and help strengthen the control environment.

• Supporting COO first line of defence colleagues with GRC activity, queries and regulatory requests.
• Helping to implement, embed and improve Quilter's risk management frameworks.
• Providing analysis, insight, briefings, reports and presentations to support effective decision-making.
• Keeping up to date with industry, regulatory and Quilter methodology changes, and helping colleagues understand key requirements.
• Identifying opportunities to improve processes, increase efficiency, add value and enhance client outcomes.
• Supporting change activity in line with Quilter's risk and governance framework.
• Building effective working relationships across business areas, central functions, 2nd Line Risk, Internal Audit and external partners.
• Supporting related framework activity where required, including Supplier Due Diligence, Consumer Duty, Operational Resilience, Business Developed Applications and SMCR.

You will also build knowledge in one or more of the following areas:

• Risk & Compliance Supporting assigned risk areas, including risk identification, assessment, documentation, mitigation, escalation and reporting.
• Monitoring risk exceptions, control deviations, mitigating actions and risk events to help ensure these are managed in line with policy.
• Helping to strengthen the control environment through control improvement activity, management actions and assurance over control effectiveness.
• Supporting oversight of risk management activity across internal teams and relevant third-party providers.
• Contributing to quarterly RCSA activity, including risk and control reviews and reporting.
• Supporting audit activity, annual artefact reviews and Group Policy Attestation processes, including governance of related actions.
• Assurance & Frameworks Supporting oversight and monitoring activity in line with the COO Assurance plan.
• Reviewing and testing processes and controls to provide assurance over the effectiveness of the control environment.
• Working with subject matter experts to identify solutions, remediation activity and continuous improvement opportunities.
• Maintaining clear documentation of findings, methodologies and recommendations.
• Preparing clear reports, communicating findings and tracking recommended actions through to closure.
• Governance & Reporting Producing clear, accurate and insightful reporting for management and governance forums.
• Contributing to GRC metrics, data and reporting, including opportunities to improve coverage and automation.
• Supporting MI extraction, consolidation, data validation and governance reporting.
• Helping to ensure functional governance meets company and regulatory requirements, including SMCR.
• Co-ordinat