Retail Compliance Testing Manager Elevating Controls & Trust
Listed on 2026-10-18
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Finance & Banking
Financial Compliance, Regulatory Compliance Specialist, Risk Manager/Analyst -
Management
Regulatory Compliance Specialist, Risk Manager/Analyst
Charles Schwab Corporation seeks a Compliance Manager to conduct testing of branch and non-branch locations and to assess whether internal controls comply with regulatory requirements. The role involves working with Compliance, Legal, and Risk Management to promote strong controls and enterprise policy adherence.
The position requires five+ years in financial services, knowledge of FINRA/SEC/NFA/OCC rules, and experience in Second Line of Defense testing.
This role, Retail Compliance Testing Manager Elevating Controls & Trust at Charles Schwab Corporation, could be your next career step.
We are currently recruiting a Retail Compliance Testing Manager Elevating Controls & Trust for our team in Southlake, TX, United States.
This is an excellent role to take on the Retail Compliance Testing Manager Elevating Controls & Trust role at Charles Schwab Corporation.
As a Retail Compliance Testing Manager Elevating Controls & Trust, you will play an important part at Charles Schwab Corporation in Southlake, TX, United States.
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