Senior Director, Asset Management Compliance
Listed on 2026-10-07
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Management
Regulatory Compliance Specialist, Risk Manager/Analyst, Wealth Management -
Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst, Wealth Management
Charles Schwab is seeking a senior director to guide Asset Management Compliance for CSIM, shaping regulatory strategy and partnering with Wealth and Asset Management, Legal, Risk, and business lines. This role offers high visibility, broad impact across funds, ETFs, and SMAs, and mentoring of a distributed team.
You will influence governance, disclosures, product oversight, and regulatory changes while building trusted relationships with senior stakeholders to enable growth with prudent risk
We would love to welcome a new Senior Director, Asset Management Compliance to our group in Southlake, TX, United States.
Step into the Senior Director, Asset Management Compliance role at Charles Schwab in Southlake, TX, United States and grow with us.
Please review the full job details above before applying.
If your experience matches this role, we encourage you to apply.
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