Regional Supervision Manager — Advisory Teams
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Management
Regulatory Compliance Specialist
Job Description & How to Apply Below
Rockefeller Capital Management is seeking a Regional Supervision Manager to lead supervisory activities for advisory teams in the Northern Hub. The role collaborates with Private Advisors and senior leadership to ensure effective team management, governance, and client service delivery.
The ideal candidate brings 7–10+ years in the securities industry with supervisory/control experience and FINRA registrations, and excels in navigating fast-changing regulatory environments while delivering
Our organisation is growing, and we are hiring a Regional Supervision Manager — Advisory Teams in OH, United States.
If your experience matches this role, we encourage you to apply.
All applications are reviewed carefully by our team.
The position is based in OH, United States.
This opportunity is part of our work in Legal, Other.
The advertised compensation is 120..
We aim to respond to suitable candidates as soon as possible.
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