Senior Compliance Analyst

At Franklin Templeton, we’re advancing our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic firm spans asset management, wealth management, and fintech, offering many ways to help investors make progress toward their goals. Our talented teams working around the globe bring expertise that’s both broad and unique. From our welcoming, inclusive, and flexible culture to our global and diverse business, we provide opportunities to help you reach your potential while helping our clients reach theirs.
** Come join us in delivering better outcomes for our clients around the world!
***** This is a HYBRID position, requiring 3 days per week in either our New York City or Stamford office.***#
*** About the Department
*** Our Compliance team ensures the company meets regulatory standards and manages risk effectively. We work closely with business units, Legal, and Audit to maintain integrity and trust. Joining this team means gaining exposure to complex compliance challenges, collaborating with experts, and contributing to a culture of accountability and continuous improvement.  You’ll be responsible for supporting the Custom Client Solutions businesses including our US Digital Goals Optimization Engine offering and Franklin Managed Options Strategy (“Franklin MOST”) businesses.#

*** How You Will Add Value***# #
*** What Will Help You Be Successful in This Role***#
** Experience & Education
*** 5–8 years in compliance or audit within financial services.
* Bachelor’s degree or equivalent industry experience.
* Interest in regulatory technology and fintech solutions.
** Technical Skills
*** Strong analytical and reporting skills.
* Familiarity with visualization tools (e.g., Power BI).
* Knowledge of investment advisory operations and regulations (SEC, FINRA).
** Soft Skills
*** Clear, concise communication skills.
* Ability to present to senior stakeholders and regulators.
* Skilled in preparing reports for management and oversight bodies.#
** Work Schedule & Location**# Work arrangement: HYBRID in Stamford or New York City office.  You WILL be required to travel between offices (NYC/Stamford) at least monthly.

Franklin Templeton offers employees a competitive and valuable range of total rewards—monetary and non-monetary — designed to support their well-being and recognize their time, talents, and results. Along with base compensation, employees are eligible for an annual discretionary bonus, a 401(k) plan with a generous match, and recognition rewards. We also offer a comprehensive benefits package, which includes a range of competitive healthcare options, insurance, and disability benefits, employee stock investment program, learning resources, career development programs, reimbursement for certain education expenses, paid time off (vacation / holidays / sick / leave / parental & caregiving leave / bereavement / volunteering / floating holidays) and a motivational wellbeing program.

We expect the annual salary for this position to range between $100,000 and $120,000, depending on location and level of relevant experience, plus discretionary bonus.”#ASSOCIATE#LI-Hybrid#
****** Experience our welcoming culture and reach your professional and personal potential!
****** Our culture is shaped by the variety of perspectives and experiences brought by talent from around the world. Regardless of your interests, lifestyle, or background, there’s a place for you at Franklin Templeton. We provide employees with the tools, resources, and learning opportunities to help them excel in their career and personal life.

By joining us, you will become part of a culture that focuses on employee well-being and provides multidimensional support for a positive and healthy lifestyle. We understand that benefits are at the core of employee well-being and may vary depending on individual needs. Whether you need support for maintaining your physical and mental health, saving for life’s adventures, taking care of your family members, or making a positive impact in your community, we aim to have your needs covered.

Learn more about the wide range of benefits we offer at…