Investment Compliance Analyst
Job in
Stamford, Fairfield County, Connecticut, 06925, USA
Listed on 2026-09-28
Listing for:
Atlantic Group
Full Time
position Listed on 2026-09-28
Job specializations:
-
Finance & Banking
Financial Analyst, Financial Compliance, Risk Manager/Analyst
Job Description & How to Apply Below
Job Overview – Investment Compliance Analyst Compensation: $40/hour
Location:
Stamford, CT
Schedule:
Monday to Friday (Hybrid)
Atlantic Group is hiring an Investment Compliance Analyst in Stamford, CT for our client, supporting trade monitoring, portfolio compliance, and investment guideline oversight. This role will analyze trading activity, develop compliance reporting, support trade allocation reviews, and use SQL and Excel to identify potential exceptions across investment portfolios.
Responsibilities as the Investment Compliance Analyst:- Trade Compliance: Review trading activity and portfolio transactions for adherence to investment guidelines and compliance requirements.
- Compliance Analytics: Analyze investment activity and develop reports to identify potential compliance exceptions.
- Investment Review: Support compliance reviews of investment activity, transactions, and related documentation.
- Compliance Monitoring: Perform ongoing monitoring and testing to support regulatory and internal compliance requirements.
- Reporting & Support: Prepare compliance reporting, research potential exceptions, and collaborate with internal teams on compliance matters.
- Education: Bachelor's degree in Finance, Economics, Accounting, Mathematics, Computer Science, or a related field is required.
- Experience: 1-2 years of investment compliance, investment operations, trade support, financial analysis, or related experience is preferred.
- Industry Knowledge: Knowledge of financial markets, investment products, and portfolio compliance is preferred.
- Technical
Skills:
Strong Microsoft Excel and data analysis skills are required, with SQL or other analytical tools preferred. - Skills & Attributes: Strong analytical, problem-solving, organizational, communication, and decision-making skills are required.
Qualified candidates will be contacted within 2 business days of application. If an applicant does not meet the above criteria, Atlantic Group will keep your resume on file for future opportunities and may contact you for further discussion.
To View & Apply for jobs on this site that accept applications from your location or country, tap the button below to make a Search.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
Search for further Jobs Here:
×