Trading Operations Associate
Listed on 2026-10-18
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Finance & Banking
Banking Operations, Capital Markets, Financial Compliance, Financial Analyst
About the Role
Tweedy, Browne Company LLC, a Stamford, Connecticut-based investment advisory firm, manages U.S., international, and global portfolios for institutional and individual clients, as well as its own mutual funds.
The firm is seeking an experienced Trading Operations Associate to support its trading operations,
The position will also support the firm's U.S. and international equity trading activities, foreign exchange and currency forward activities, and our newly formed ETF trading activity.
Key Responsibilities
Global Trading and ETF Desk Operations & Support
• Support the traders in U.S. and international markets through the confirmation, settlement, and reconciliation process. Work directly with brokers, custodians, and other counter parties to resolve discrepancies and settlement issues.
• Support collateral management, including reviewing requirements, coordinating collateral movements, and resolving discrepancies.
• Support foreign exchange and currency-hedging operations, including confirmation, settlement, and reconciliation.
• Assist with counter party onboarding, account maintenance, and required documentation.
• Help strengthen operational controls, procedures and workflows to improve efficiency.
• Provide ongoing operational support to the ETF Trader / Capital Markets Specialist across primary- and secondary-market ETF activity.
• Manage daily ETF processes, including basket and holdings files, cash balancing, position reconciliation, and resolution of settlement breaks and discrepancies.
• Assist with ETF rebalances, corporate actions, new fund launches, and ongoing product maintenance.
• Maintain ETF procedures, records and controls, and support related reporting and data analysis.
Required Qualifications
• At least three years of experience in equity and ETF trading operations, trade support, investment operations, middle office, or a similar role within asset management or financial services.
• Strong understanding of the end-to-end trade lifecycle across U.S. and international markets, including trade settlement, reconciliation, and resolution of discrepancies.
• Experience working directly with brokers, custodians, and other financial counter parties.
• Strong analytical and reconciliation skills with exceptional attention to detail.
• Ability to manage multiple time-sensitive priorities with a high degree of ownership, judgment, and accountability.
• Strong Microsoft Excel skills and excellent written and verbal communication skills.
Preferred Qualifications
• Experience with SS&C Advent Moxy and PORTIA, Genesis, Eze Castle, DTCC/CTM, or similar platforms
• Experience with ETF trading
• Experience with DTCC CTM
• Experience with Bloomberg
Compensation
• Salary range is $100,000 - $125,000
Tweedy, Browne Company LLC is an equal opportunity employer.
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