Market Supervision Lead, Wealth Management Compliance
Listed on 2026-10-17
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Management
Regulatory Compliance Specialist, Risk Manager/Analyst, Wealth Management -
Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst, Wealth Management
Bank of America’s Merrill Wealth Management seeks a Market Supervision Manager to lead compliance, risk mitigation and supervisory duties for market executives and offices. You will influence FA practices to minimize regulatory and financial risk, ensure proper licensing, and respond to inquiries while protecting the firm’s reputation.
As part of the Market Leadership Team, you will collaborate with CRM and ME peers, monitor activity, and guide teams to align with enterprise risk appetite,
The Market Supervision Lead, Wealth Management Compliance position in the Finance, Other field is open for applications.
Are you ready to take on the Market Supervision Lead, Wealth Management Compliance role at Bank of America?
We would love to welcome a new Market Supervision Lead, Wealth Management Compliance to our team in Stamford, CT, United States.
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