Client Service Associate - Sleeping Giant Financial Services

Client Service Associate

What if you could build a career where ambition meets innovation? At LPL Financial, we empower professionals to shape their success while helping clients pursue their financial goals with confidence. If you're ready to take the next step, discover what’s possible with LPL Financial.

As a Client Service Associate, you will provide comprehensive administrative and operational support within the financial advisor’s practice. This pivotal role focuses on enhancing client relationships, ensuring compliance with industry regulations, and supporting the firm’s growth initiatives. The ideal candidate possesses strong organizational skills, exceptional client service abilities, and a thorough understanding of financial products and services.

• Serve as the primary point of contact for clients, addressing inquiries, resolving issues, and educating them on firm services and solutions.
• Assist with account‑related requests, including transactions, maintenance, and online access, while ensuring compliance with regulatory standards.
• Manage client onboarding by collecting documentation, assessing risk profiles, and maintaining accurate records.
• Prepare reports and meeting materials, monitor account alerts, and support audits and regulatory reviews.
• Collaborate with financial advisors on business plans, marketing initiatives, and client engagement strategies.
• Perform administrative tasks such as scheduling, travel arrangements, and expense reporting, and actively participate in training and firm initiatives to stay current on policies and platforms.

• 2+ years of financial industry experience, preferably in wealth management or client service.
• Preferable qualifications:
  Series 7 License, background in financial planning, familiarity with planning concepts and tools.
• Experience in wealth management or advisory support: ability to manage account paperwork, ACATs, wires, and client onboarding.
• CRM and technology proficiency: comfortable maintaining client data, scheduling meetings, and resolving online access issues.
• Strong organizational skills: capable of handling multiple responsibilities such as preparing agendas, coordinating client gifts, and managing compliance follow‑ups.
• Excellent communication skills: professional interaction with clients for reminders, requests, and service needs.

$22.82–$38.04/hour – actual base salary varies based on factors including skill, prior experience, education, and geographic location. LPL Total Rewards package is highly competitive, including 401(k) matching, health benefits, employee stock options, paid time off, volunteer time off, and more.

LPL Financial offers a comprehensive Total Rewards package designed to support your success at work, at home, and at play.

LPL Financial Holdings Inc. (Nasdaq: LPLA) is among the fastest growing wealth management firms in the U.S. As a leader in the financial advisor‑mediated marketplace, LPL supports over 32,000 financial advisors and the wealth management practices of approximately 1,100 financial institutions, servicing and custodying approximately $2.3 trillion in brokerage and advisory assets on behalf of approximately 8 million Americans.

Principals only. EOE.

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