Senior Compliance Manager SIPPs
Job in
Stirling, Stirlingshire, AB42, Scotland, UK
Listed on 2026-10-25
Listing for:
twenty84
Full Time
position Listed on 2026-10-25
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Risk Manager/Analyst
Job Description & How to Apply Below
Senior Compliance Manager – SIPPs
Stirling, Scotland, United Kingdom – 2–3 days onsite, 3–6 month contract. Day rate contract.
Experienced senior SIPP / pensions compliance contractor needed to provide compliance support within a financial planning business.
Key responsibilities:- BAU compliance oversight across SIPP and pensions
- Regulatory change, Consumer Duty and product governance
- FCA engagement, regulatory reporting and information requests
- Risk register management, capital adequacy, and board papers
- Review of member-facing materials and compliance documentation
- AML / Financial Crime input, adviser and investment due diligence
- Acting as Vulnerable Client Champion
- Liaison with second and third line on monitoring, audit, SMCR and complaints
- Strong SIPP / pensions compliance background from financial planning / SIPP / wealth management businesses
- Technical FCA knowledge, including COBS
- Broad AML / Financial Crime understanding
- Able to operate autonomously and deliver straight away
If you’re available on short notice and this aligns with your experience, please apply here.
Position Requirements
10+ Years
work experience
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