Legal Senior Compliance Officer

Legal Senior Compliance Officer

Stoke on Trent - Office Based

Up to £40,000 + Benefits

The Opportunity:

Get Recruited are recruiting on behalf of a well-established professional services organisation with a strong reputation within its sector.

They are seeking someone experienced to join their team where you will be responsible for leading financial compliance activities across the business, managing a small team, ensuring regulatory requirements, financial controls and internal processes are effectively maintained.

This is a great opportunity for someone from a Finance Compliance Officer, Compliance Team Leader, Legal Compliance Officer, Compliance Analyst Manager, Senior Compliance Officer or similar.

The Responsibilities:

• Lead and develop a team of Compliance Analysts while acting as a key point of contact for finance and compliance-related matters across the business.
• Ensure ongoing compliance with SRA Accounts Rules, AML regulations and internal controls, overseeing audits, maintaining compliance records and driving improvements where required.
• Review and strengthen finance processes, controls and procedures to minimise risk, improve efficiency and ensure best practice is maintained.
• Oversee client account balances, banking administration, file closure activities and inte...