Second-Line Compliance & Risk Assurance Lead
Job in
Stoke-on-Trent, Stoke, Staffordshire, EX39, England, UK
Listed on 2026-08-04
Listing for:
Eames Consulting
Full Time
position Listed on 2026-08-04
Job specializations:
-
Finance & Banking
Financial Compliance, Regulatory Compliance Specialist, Risk Manager/Analyst -
Management
Regulatory Compliance Specialist, Risk Manager/Analyst
Job Description & How to Apply Below
Eames Consulting are recruiting a Compliance Assurance Manager for a Wealth Manager to lead the monitoring function. You will own and enhance the compliance monitoring framework and oversee the second line team, delivering thematic testing and reporting to senior stakeholders.
The role requires strong UK regulatory knowledge (FCA, SMCR, Consumer Duty) and proven leadership, with experience in risk, compliance, or audit in financial services. You will influence risk culture across the business.
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