Compliance Monitoring Analyst - Financial Services
Job in
Stoke-on-Trent, Stoke, Staffordshire, EX39, England, UK
Listed on 2026-08-20
Listing for:
Seven Investment Management
Full Time
position Listed on 2026-08-20
Job specializations:
-
Finance & Banking
Risk Manager/Analyst, Regulatory Compliance Specialist, Financial Compliance
Job Description & How to Apply Below
Seven Investment Management seeks a Compliance Assurance professional to execute elements of the Compliance Monitoring Assurance Plan across the 7IM Group. You will report to the Senior Compliance Manager, with opportunities to support the wider Risk & Compliance Team and interact with the Head of Compliance Assurance and Chief Risk Officer.
You will undertake risk-based monitoring, produce reports for the business, maintain issue records, work with teams to resolve issues, and contribute to
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