Compliance Auditor

Compliance Auditor

Department: Compliance

Employment Type: Permanent - Full Time

Location: North West UK - Hybrid

Compensation: £30,000 - £40,000 / year

We are looking for a Compliance Auditor to join our team at CDL where you will assist the development and operation of the CDL compliance program, working within the Compliance team to support compliance processes. The position assists the Compliance Manager with the conduct, administration and documentation of the compliance policy, process maintenance, audits and reporting.

• Work well across all business areas to review, assess and advise on action to ensure corporate compliance issues are resolved.
• Participate in reviews and development of company policies to ensure relevant regulations and contractual obligations are addressed.
• Have direct contact with management internally and externally and with regulatory bodies as appropriate.

• Assist in the development and implementation of written policies and procedures supporting the management systems required to achieve ISO and other standards certifications within CDL.
• Assist in the monitoring and audits of company policies, procedures and obligations for third party certifications, e.g. PCI-DSS, ISO standards, client contractual obligations.
• Engage with certification audit suppliers to organise and facilitate their audit process (e.g. ISO, SOC).
• Deliver reports on compliance processes and status.
• Identify potential improvements in policies and procedures.
• Respond promptly and advise corrective action to any emerging breaches in compliance.
• Assist response to internal and external requests for statements and audits of CDL processes and compliance.

• Educated to A Level or Degree standard.
• Relevant domain qualifications desirable e.g. ISO auditor/implementer, GDPR.
• Insurance/financial data sector experience would be an advantage.
• Experience of working within relevant regulations and standards (e.g. PCI-DSS, ISO, SOC 2, Data Protection legislation).
• Experience of FCA Regulations relating to insurance, consumer legislation and codes of practice, anti‑bribery legislation would be an advantage.
• Computer literacy – particularly Word, Excel, etc.
• Demonstrable ability to communicate across disciplines at all levels, with external bodies and with senior management.

The salary for the role of Compliance Auditor pays up to £40,000 per annum.

We encourage applications from a diverse talent pool and welcome flexibility requirements and workplace adjustments for all applicants.