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Head of Conduct Regulation; Operations

Job in Stratford-upon-Avon, Warwickshire, CV37, England, UK
Listing for: The Emerald Group
Full Time position
Listed on 2026-01-09
Job specializations:
  • Finance & Banking
    Risk Manager/Analyst, Financial Crime, Regulatory Compliance Specialist, Financial Compliance
Job Description & How to Apply Below
Position: Head of Conduct Regulation (Operations) – 28652

As Head of Conduct Regulation (Operations), you will play a crucial role in setting and delivering the FCA Conduct Regulation and Financial Crime strategy, ensuring alignment with business risk appetite and regulatory standards.

  • Category: Operations
  • Type: Permanent

Key Duties (Including but not limited to):

  • Shaping regulatory strategy – Define and develop the FCA Conduct Regulation and Financial Crime strategy in collaboration with the Head of Compliance and Risk Director
  • Regulatory guidance – Provide expert interpretation of FCA regulations, ensuring the business remains compliant and up to date with market practices
  • Stakeholder management – Act as the primary point of contact for the FCA, coordinating regulatory interactions and ensuring successful outcomes
  • Governance and oversight – Lead compliance consultancy and financial crime planning, reporting, and assurance to support business risk management and decision-making
  • Professional qualification in a relevant discipline (e.g., Chartered Insurance Institute (ACII), Financial Crime Diploma).
  • Significant Senior Management experience in a regulatory or compliance role within financial services/insurance
  • Extensive knowledge of FCA Conduct Regulation and compliance best practices, across general insurance and financial services.
  • Experience in financial crime prevention and risk management within insurance or financial services.
  • Ability to interpret and apply FCA Handbook requirements to business operations.
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