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Intermediary Onboarding & Compliance Lead
Job in
Swansea, Swansea County, SA1, Wales, UK
Listed on 2026-07-05
Listing for:
LegalAndGeneral
Full Time
position Listed on 2026-07-05
Job specializations:
-
Business
Regulatory Compliance Specialist
Job Description & How to Apply Below
Legal And General in the UK is seeking an Agency Appointments Manager to lead a high-performing team responsible for onboarding intermediary firms and advisers. This key leadership role involves ensuring robust risk assessment and compliance processes. You will work closely with stakeholders to optimize onboarding procedures and enhance operational controls.
The ideal candidate will possess strong knowledge of FCA regulations and a proven track record in financial services, supporting regulatory compliance while fostering relationships to drive business outcomes.
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