Regional Compliance Leader – Financial Services Audits
Job in
City of Syracuse, Syracuse, Onondaga County, New York, 13201, USA
Listed on 2026-01-01
Listing for:
Equitable
Full Time
position Listed on 2026-01-01
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance
Job Description & How to Apply Below
A major financial services provider based in New York is seeking a Compliance Auditor. This role involves conducting audits of financial professionals, advising on firm policies, and providing compliance reports. Ideal candidates will have 5-10 years of experience in the financial services sector, strong skills in risk management, and relevant FINRA registrations. The position offers a competitive salary between $85,000 and $90,000 with comprehensive benefits and requires approximately 30% travel.
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