Branch Controls & Compliance Lead
Listed on 2026-10-06
-
Management
Regulatory Compliance Specialist, Risk Manager/Analyst, Banking & Finance -
Finance & Banking
Financial Compliance, Regulatory Compliance Specialist, Risk Manager/Analyst, Banking & Finance
Equitable in Syracuse, NY is seeking a Branch Controls Manager to strengthen internal controls and regulatory compliance across the branch network. You will collaborate with leadership, assess risks, document processes, and implement control improvements while guiding associates on policy adherence.
You’ll lead reviews of suitability docs, OBAs, G&E, and regulatory filings, perform quarterly risk analyses, and help train sales teams. Hybrid schedule requires 2–3 days on-site.
Consider building your career as a Branch Controls & Compliance Lead at Equitable.
The position is based in City of Syracuse, NY, United States.
This opportunity is part of our work in Finance.
The advertised compensation is 75..
We aim to respond to suitable candidates as soon as possible.
Full responsibilities and requirements are described in the listing above.
Learn more about the Branch Controls & Compliance Lead role in the description above.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).